Final Rule - Examinations of Working Places in Metal and Nonmetal Mines


Q.1.  When does the Examinations rule take effect?
A.  The final rule is effective on June 2, 2018.

Q.2.  Who must comply with the Examinations rule?
A.  Operators of metal and nonmetal mines, including independent contractors performing services or construction, must comply with the rule. 

Q.3.  What does the Examinations rule require?
A.  The rule adds timing, notification, and recordkeeping requirements to the existing obligation to examine working places in Metal and Nonmetal mines. Specifically, mine operators must now:  

  • Have a competent person examine each working place for conditions that may adversely affect the safety or health of miners.  The working place must be examined at least once each shift, before work begins or as miners begin work in that place;
  • Promptly initiate appropriate corrective action when adverse conditions are found;
    • Promptly notify miners in affected areas if adverse conditions are found and not corrected before miners are potentially exposed.
    • Withdraw all persons from affected areas when alerted to any conditions that may present an imminent danger, until the danger is abated;
    • Create an examination record before the end of each shift that includes:
      • The name of the person conducting the examination;
      • Date of the examination;
      • Location of all areas examined;
      • A description of each condition found that may adversely affect the safety or health of miners that is not promptly corrected; and
      • The date when the described condition is corrected;
  • Make the examination record available to MSHA and miners’ representatives, with a copy provided upon request.

Q.4.  How do the final Working Place Examination standards compare to the standards in effect until June 2, 2018?
A.  See the following table.


Current  Standards (until June 2, 2018)

Final Standards

Who conducts the working place exam

Competent persons designated by the mine operator


When to conduct working place exam for conditions that may adversely affect safety or health

At least once each shift

At least once each shift before work begins or as miners begin work in the working place

Notification to miners

Not required

Promptly notify miners in affected areas if adverse conditions are found and not corrected before miners are potentially exposed

Corrective action for adverse conditions

Promptly initiate appropriate action to correct such conditions


Conditions that present an imminent danger

Notify operator immediately and withdraw all persons in affected areas until danger abated


When to make exam record

No time specified

Before the end of the shift

Contents of exam record

Record that exam was made

Name of person conducting exam; date; locations of areas examined; description of each adverse condition that is not corrected promptly; date of corrective action for each  adverse condition that is not corrected promptly

Record retention

1 year


Record availability

Available for review by MSHA

Available for inspection by MSHA and miners’ representatives; provide a copy upon request


Competent person

Q.5.  The rule requires that a competent person designated by the operator conduct the working place examination.  Has the definition of a “competent person” changed?
A.  The definition of competent person is unchanged.  A competent person continues to be defined as a person having abilities and experience that fully qualify him or her to perform the duty assigned. (See §§ 56.2 and 57.2)  A competent person should be able to recognize      hazards and adverse conditions that are expected or known to occur in a specific work area or that are predictable to someone familiar with the mining industry.  

Working place

Q.6.  The final rule requires that each working place be examined.  Has the definition of "working place" changed?
A.  The definition of working place is unchanged.  “Working place” continues to be defined as any place in or about a mine where work is being performed (see §§ 56.2 and 57.2).  A working place applies to all locations at a mine where miners work in the extraction or milling processes. 

Q. 6a.  Are travelways considered working places?
A.  Travelways are working places if they must be traveled to get to and from a work area.  A working place would not include roads not directly involved in the mining process, administrative office buildings, parking lots, lunchrooms, toilet facilities, or inactive storage areas. 

Q.7.  At geographically-large mines with several working places, do examinations of the entire mine need to be conducted?
A.  No, the mine operator is not required to examine the entire mine, unless miners begin work in each working place at the entire mine at the same time.  If a miner needs to enter an area where a working place examination has not been conducted for that shift, a competent person must perform an examination before the miner begins work or as the miner begins working in that place. 

Q.8.  Are mine operators required to examine isolated, abandoned, or idle areas of mines or mills under this final rule?
A.  Only if miners have to perform work in these areas during the shift.

Timing of Working Place Examination

Q.9.  When must the working place examination be conducted?
A.  The examination must be conducted at least once per shift before work begins or as miners begin work in that place.  The examination should be conducted sufficiently close in time to the start of work so that an operator would reasonably expect conditions to not adversely change before work begins in the examined area.

Q.10.  My operation works 24/7.  Is it acceptable to perform the working place examination at the end of one shift to cover the oncoming shift?
A. Yes. For mines with consecutive shifts or those that operate on a 24-hour basis, a working place examination for the next shift may be made at the end of the previous shift, as long as the examination includes all places where miners will be working and takes place sufficiently close to the start of the next shift.

Q.11.  Can miners continue to work in a working place where a competent person finds an adverse condition that may affect miners’ safety and health (e.g., loose ground)?
A.  Miners can continue to work in a place where an adverse condition is found, but the miners must be promptly notified so that they can avoid the condition.  Mine operators must promptly initiate corrective action of an condition that may adversely affect miners’ safety and health.

Q.12.  Operators are required to take action when an adverse condition that may adversely affect miners’ safety or health is not corrected promptly.  How is “corrected promptly” interpreted?  
A.  Conditions that are corrected before miners are potentially exposed are considered to have been corrected promptly. 

Q.13.  Can the working place examination be combined with other examinations that are required before miners begin work (e.g., safety defects under § 56.14100; ground conditions under § 56.3401)?
A.  The working place examination must be conducted before work begins or as miners begin work.  Other examinations required under 30 C.F.R. Part 56 or 57 may be part of, or performed at the same time as, the working place examination. 

Q.14.  Are ongoing or additional examinations for adverse conditions required during the shift?
A.  Working place examinations must be conducted at least once per shift before work begins or as miners begin work in that place.  The rule does not limit operators to a single examination or prevent ongoing examinations throughout the shift.  MSHA recognizes that mining operations are dynamic work environments where conditions are always changing.  Operators should continue to identify and correct adverse conditions in the working place regardless of when they occur.  


Q.15.  When must miners be notified of adverse conditions?
A.  If adverse conditions are corrected before miners are potentially exposed, notification is not necessary.  However, if adverse conditions cannot be corrected, miners working in affected areas must be notified “promptly.”  Notification is considered “prompt” if it occurs before miners are potentially exposed to the condition; that is, before miners begin working in affected areas or as soon as possible after work begins if the condition is discovered while they are working in an affected area.  

Q.16  How are miners in affected areas to be notified of adverse conditions?
A.  Notification can take any form that effectively notifies miners of an adverse condition so that they can take necessary precautions.  In most cases, verbal notification or prominent, descriptive warning signage (e.g., “Danger – loose wire”) would be needed to ensure that all miners in affected areas receive actual notification of the adverse condition.

Corrective Action

Q.17.  Could withdrawing miners from the area affected by the adverse condition be considered initiating corrective action?
A.  Yes, withdrawal could be considered initiating appropriate action to correct an adverse condition, but miners still must be notified of the condition.

Examination Record

Q.18.  When must the examination record be made?
A.  The examination record may be made at any time before the end of the shift for which the examination was conducted.

Q. 19.  Must an adverse condition be recorded again each shift until it is corrected?
A.  A continuing adverse condition does not need to be recorded each shift.  Once the condition is corrected, the record must include, or be supplemented to include, the date of corrective action.

Q.20.  If a record is created for another purpose, such as a Job Task Analysis or Job Safety Analysis, can this record be used to meet the examination record requirement? 
A.  Any record that includes all information required under the Examinations rule is compliant.

Q.21.  If no adverse conditions are found during a working place examination, must that be documented? 
A.  There is no requirement to affirmatively state that no adverse conditions existed.

Q.22.  Can alternative means of documenting the corrective action date, such as closed-out work orders or invoices, be used in place of recording the date directly in the examination record?
A. No.   All information related to adverse conditions should be in one record, including the dates of corrective action.

Q.23.  Can the examination records be maintained electronically?
A.  Yes, the examination record can be maintained electronically.  The records must be made available for inspection at the mine, and include all required information. Electronic records must be secured in a computer system that is not susceptible to alteration. 

Q.24.  When do examination records need to be made available to miners’ representatives? 
A.  Working place examination records, whether electronic or on paper, are required to be made available to miners’ representatives, and a copy provided to them upon request.